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Exit Planning with Equity Upside

Written by Terry Swift | Jul 2, 2025 4:16:26 AM

Exit Planning with Equity Upside

For many independent agency owners, the hardest part of success is deciding what comes next. After years of growing a book of business, nurturing client relationships, and managing day-to-day operations, the next chapter isn’t always clear. Especially when you're wearing all the hats.

That’s the exact crossroads one Massachusetts-based agency owner found himself at  with a well-established health and Medicare book, five years from retirement, and looking for options that secure his legacy without slowing down growth.

 

Agency Background: Built from the Ground Up

Located in Massachusetts and licensed in 14 states, this agency started with a bold career pivot. Originally a mechanical engineer and MBA, the owner transitioned into insurance nearly two decades ago. What began as a temporary experiment quickly became a thriving operation, with a portfolio now covering:

  • 2,000+ clients
  • Primary focus on Medicare Advantage and health insurance (80% of the book)
  • Additional offerings in life, disability, annuities, and long-term care
  • Five brokers operating independently under his umbrella
  • Commissions totaling approximately $350,000 annually

Despite this success, the agency remained a lean operation. With no formal W-2 staff and only one administrative assistant, the owner managed a complex business model using a CRM and experience. But even the most capable founder knows when it’s time to plan ahead.

 

Planning for a Responsible Transition

The owner wasn’t in a rush to sell far from it. But he was thinking critically about how to protect what he had built.

Some existing partners had floated offers. One even promised a 2.5x buyout on his book of business. But that offer came with limits, no long-term equity upside, and no real operational relief in the meantime.

His goal was clear, explore an eventual exit plan while still growing the business over the next five years. And find a partner who could shoulder the operational load without disrupting his model.

 

How Equity Expansion Brought a Smarter Option to the Table

Enter Equity Expansion, a trusted equity partner and M&A specialist in the insurance agency space. Through our partnership model, we offered this owner a structured plan that aligned with his goals, timeline, and values. Here’s how we broke it down:

  1. Upfront Financial Offer (Get Paid Today)

We proposed a total valuation of $1M based on his $350K in annual commissions:

  • $800K in upfront cash
  • $200K rolled forward as equity in the acquiring agency
  1. Equity Appreciation (Get Paid Again Later)

That $200K in equity had the potential to triple in value over 3–5 years, yielding another $600K–$800K payday. This structure delivers the “second bite of the apple” a powerful wealth-building tool no basic buyout can match.

  1. Earnouts Based on Growth

He also learned about our three-year earnout structure, a bonus tied directly to agency performance.

  • Grow 10% annually?
  • Earn annual cash bonuses based on that growth.
  1. Operational Relief, Without Losing Control
  • Back-office support (licensing, commissions, IT, service)
  • More time to focus on high-value relationships
  • A leadership team to help recruit and train his future successor

 

Why Culture and Legacy Matter Just as Much as Numbers

Beyond the math, this owner wanted the right cultural fit, not just the highest bidder.

He referred to himself as “on a dog leash,” always available to his clients via personal cell. He built his brand on trust, responsiveness, and loyalty and he wanted to preserve that legacy.

At Equity Expansion, we match agency owners with partners who share those values. Our partner agencies are actively building diverse portfolios Medicare, benefits, P&C and are already operating in all 50 states. We listened. And we aligned him with the principal who got it.

 

A Future Worth Exploring on His Terms
  • A partnership model that values both the present and the future
  • A no-pressure, no-cost exploration process
  • A relationship with trusted experts ready when he is

 

Considering Your Own Next Chapter?

Whether you’re five years from retiring or just starting to think about a succession plan, Equity Expansion offers clarity, options, and expert guidance with zero obligation and no hidden costs.